James Smith
Operations Manager
James joined the investment team in February of 2020 and has proven to be a great addition to our team. James started off in client and financial services and has since been appointed Operations Manager at the firm.
James has a yellow lab named Finn. In his spare time, James enjoys taking Finn on walks, cooking, traveling, and getting together with friends.
James currently holds registrations* / licenses for securities, to include: Series 7 General Securities Representative Registration, Series 66 Uniform Combined State law Examination Registration and has passed the Securities Industry Essentials (SIE) Exam.
*Securities registrations are held through LPL Financial
